Xavier University · SHRM 600 · Week 1

Executive Summary — Foundations of HRM & the Role of Managers

Document 1 in full · Document 2 from highlighted passages only

01 · A Brief Overview of HRM — considered in full 02 · Steffensen et al. (2019) — highlighted portions only
Scope of This Summary

As requested, this summary treats the first document (A Brief Overview of HRM) in its entirety, and the second document (Steffensen et al., 2019) using only its highlighted passages — 12 highlights spanning the article's framework, its level-by-level summary findings, and its future-research directions. The Steffensen section below does not draw on unhighlighted portions of that article.

Central Argument of Week 1

Human resource management is the practice of influencing an organization's people through policies, practices, and systems. But those policies and practices do not act on their own — they are adopted, enacted, and implemented by managers at every level of the organization. Understanding HRM means understanding both the toolkit of practices and the managers who put it to work.

Building a Shared Language: HRM, Leadership & Influence

Document 1 · A Brief Overview of HRM — full document

The first document is a foundational primer whose stated purpose is to ensure everyone in the course is "speaking the same language." It establishes the key definitions on which the rest of the course is built and then provides a structured overview of common HR practices.

Human Resources (HR)

Simply put, the people within an organization.

Human Resource Management (HRM)

The attempts to influence the behavior, attitudes, and performance of an organization's people through various policies, practices, and systems. The defining emphasis is on influence — a leader's or decision maker's central job is to influence people to accomplish the organization's objectives in ways that make both the people and the organization successful.

Leadership (Dr. Gary Yukl's definition)

"The process of influencing others to understand and agree about what needs to be done and how to do it, and the process of facilitating individual and collective efforts to accomplish shared objectives." The document favors this definition because it frames leadership as a process — not an innate trait, not a one-off act, not anything passive. Leadership takes time, ebbs and flows, and evolves.

The deliberate overlap between these definitions is the central point of the document. Both HRM and leadership are fundamentally about influencing workers to do the things that help the organization reach its goals while also helping the workers get the most out of their work. This shared foundation of influence is the conceptual thread of the module.

How Influence Happens: The Posthuma et al. (2013) Taxonomy

If HRM works through "policies, practices, and systems," the document asks the natural follow-up question: what are those practices, specifically? It answers using a taxonomy from Posthuma and colleagues (2013), published in the Journal of Management, which analyzed common HR practices and organized them into nine main categories of high-performance work practices:

Compensation & Benefits

Direct and indirect rewards and payments employees receive. Important because it focuses employee energy on specific productive behaviors. Examples: pay for performance, incentive compensation, profit- or gain-sharing.

Job & Work Design

The specific elements of jobs, relationships between jobs, and organizational structure. Relates to motivation, satisfaction, and skill use. Examples: job analysis, workforce planning, job rotation / cross-functional utilization.

Training & Development

Teaching employees the competencies needed for current and future jobs. Directly linked to the functional capacity of the organization. Examples: cross-functional and multi-skill training, firm-specific skill training, new-employee onboarding.

Recruiting & Selection

Locating and recruiting applicants and then choosing whom to hire. Drives profitability, labor productivity, commitment, and human capital. Examples: innovative recruiting practices, strategy-based selection criteria, employment tests and structured interviews.

Employee Relations

Governance of the relationship between employees and employer. Shapes culture and climate; a trusting environment increases commitment and improves firm performance. Examples: complaint and grievance procedures, opinion and attitude surveys.

Communication

The channels and methods through which information is exchanged. Has shown a positive relationship with organizational performance. Examples: formal information-sharing programs, meetings.

Performance Management & Appraisal

Measuring and improving individual and team performance. Important because it aligns individual and team performance with organizational strategy. Examples: frequent goal-based feedback, managing objectives tied to strategy.

Promotions

Opportunities and methods by which employees move up to higher positions. Ensures candidates for openings and serves as an extrinsic motivator linked to commitment and lower turnover. Examples: promotion to reward performance, defined career paths and job ladders, succession planning.

The ninth category, Turnover, Retention & Exit Management, covers practices that identify and address the reasons for voluntary turnover. Reducing employee withdrawal improves organizational performance — and as high-performance work systems increase the investment in employees, retaining those employees becomes even more important. Example practices include exit interviews and employee retention strategies.

Why This Taxonomy Matters

The nine categories give the course a concrete, organized vocabulary for the specific practices through which leaders and managers exercise influence. Every later topic in the course maps back to one or more of these categories.


The Role of Managers in HRM

Document 2 · Steffensen et al. (2019) — highlighted passages only

The highlighted passages of the Steffensen, Ellen, Wang, and Ferris article establish a clear thesis: as organizational decision makers, managers at all hierarchical levels influence HRM. CEOs may outline strategic principles, top management teams may set HRM policies based on those principles, and the responsibility for implementing specific practices is then delegated to HR or lower-level managers. Managers' roles across the hierarchy make them responsible for much of the observed variability in how HRM practices are adopted, implemented, and how effective they ultimately are.

Yet — per the highlights — research on managers' roles in HRM has been unsystematic. While reviews exist for elements of HRM such as strategic HRM and high-performance work practices, the field lacks holistic knowledge of managers' roles. The article therefore conducts a multilevel, systematic review across five categories of managers: lower-to-middle managers (LTMMs), HR managers, top management teams (TMTs), CEOs, and boards of directors (BODs).

The HRM-CPO Framework

The highlighted text lays out the organizing framework — HRM Content, Process, and Outcomes (HRM-CPO) — drawn from Ostroff and Bowen's three key areas of HRM research:

1
HRM Content — the "what": The organizational policies, practices, and systems related to managing employees — including high-performance work practices, systems, and bundles of HRM content. The review seeks to identify the manager factors related to organizations' adoption of specific HRM content.
2
HRM Process — the "how": The general manner and activities through which HRM content is implemented and communicated to employees. This matters because content cannot complement strategy or show meaningful effects if it is not actually applied throughout the organization — and managers at all levels play a role in that process.
3
HRM Outcomes — the "results": Any individual-, unit-, or organizational-level outcome of HRM content and/or process. Outcomes are often, though not always, a function of content and/or process.
The "Black Box"

A highlighted passage emphasizes that for HRM practices to be more than "isolated acts," it is necessary to explain how and why they lead to their outcomes. The translation of HRM content into HRM outcomes has been called the "black box" of strategic HRM — and managers are central to understanding what happens inside it.

What the Highlighted Findings Say About Each Manager Level

The highlighted summary and future-research passages give a level-by-level picture of where knowledge currently stands:

1
Lower-to-Middle Managers (LTMMs)
Although LTMMs play an integral role in HRM, their roles have less to do with strategy and decision-making and more to do with implementation. More is known about LTMMs in relation to HRM process and outcomes than to the adoption of content. Their competency and behaviors strongly shape how employees perceive and evaluate the HRM content they experience. The highlights also note substitutive and masking effects — for example, empowering leadership behaviors can substitute for the effect of knowledge-intensive HRM content, and can also be masked in the presence of high initiative-enhancing content. Future-research priorities flagged in the highlights: studying LTMMs' "bottom-up" influence on which content gets adopted (via the ability-motivation-opportunity framework), continuing to examine the devolution of HRM to line managers (which improves effectiveness but may strain managers and challenge the strategic legitimacy of HR departments), and studying individual HR practices rather than only bundles.
2
HR Managers
The highlights call it surprising that only eight articles involving HR managers examined their role in the HRM-CPO framework — and only three of those focused solely on HR managers. Given their function within organizations, the authors call for increased research attention to HR managers, suggesting future work consider HR manager factors such as communication behaviors and relationships with other managers, and extend prior work on how formalized HRM procedures shape the HRM process.
3
Top Management Teams (TMTs)
Most knowledge of TMT involvement addresses their effect on the process of translating HRM content into outcomes, primarily through the "big picture" items of TMT values and visions; TMT behaviors and characteristics also hold promise. The highlighted future-research passage notes it is surprising that more research has not examined TMTs' role in selecting and adopting HRM practices, and raises the question of whether the TMT-diversity-to-diversity-policy relationship is nonlinear — potentially explained by token status (minority members lacking power) or moral licensing (majority members "cashing in" credit for adding a minority member). It also notes that research on TMT outcomes has tended to overlook the mechanisms explaining how and why TMTs affect them.
4
CEOs
Because research on CEOs and HRM is limited, broad conclusions are difficult — but several studies link CEO characteristics to the adoption of HRM content. The highlights suggest examining whether CEO experience or functional background dictates the adoption of HRM systems and how well those match firm strategy. Little attention has been paid to CEOs' effect on HRM process: open questions include whether CEO transformational leadership makes LTMMs more likely to "buy in" to HRM practices and implement them more effectively, and whether CEO charismatic rhetoric makes employees more likely to view new practices as viable solutions or personal benefits.
5
Boards of Directors (BODs)
Although the BOD-level literature is limited, the highlights indicate BOD factors do play a role in HRM-CPO — primarily regarding HRM content. Both HR representation and underrepresented-minority representation on boards showed some impact on content adoption, though some studies found no effect for HR representation, possibly because "HR representation" was operationalized differently across studies. Because boards are not positioned to affect HRM process, future research should focus on content and outcomes — for example, whether racially and ethnically diverse boards are more likely to adopt diversity and inclusion policies, and whether BOD ownership concentration (and the resulting identification with shareholders versus management) relates to willingness to invest in HRM. Such work could help address the strategic-HRM "black box."
The Cross-Cutting Insight from the Highlights

Read together, the highlighted passages show a consistent pattern: higher-level managers (boards, CEOs, TMTs) mainly influence what HRM content is adopted and set strategic direction, while lower-level managers (LTMMs, and to a degree HR managers) mainly influence how content is implemented and experienced. Across every level, the highlights point to the same conclusion — managers are the missing variable that helps explain the variability in HRM outcomes, and the field needs more systematic study of their roles.

Synthesis: How the Two Documents Connect

The first document defines the toolkit. It establishes that HRM and leadership are unified by influence, and that HRM exercises that influence through concrete, categorizable practices — the nine categories of the Posthuma et al. (2013) taxonomy, from compensation and benefits through turnover and retention. This is the vocabulary of what HRM does.

The highlighted portions of the second document explain who operates the toolkit. Steffensen and colleagues' HRM-CPO framework separates HRM Content (the practices themselves), HRM Process (how they are implemented), and HRM Outcomes (the results) — and shows that managers at all five hierarchical levels shape each part. Practices do not implement themselves; the variability in HRM outcomes across organizations is, in large part, explained by the managers responsible for adoption and implementation.

The throughline: The first document's emphasis on influence and the second document's emphasis on managers are the same idea seen from two angles. HRM is the set of practices through which influence is exercised; managers — at the board, executive, and line levels — are the people who exercise it. Together, the two documents frame SHRM 600 as a course about people influencing people, with managers as the agents who connect HR practices to organizational results.